We’re also happy to refer cases we don’t handle to competent and trustworthy attorneys in our large and varied network. We have the legal experience, the securities industry background, and regulatory knowledge and experience to help you even the playing field and obtain the maximum financial recovery of your investment. suffered losses in Carvana stock can help investors nationwide with exceptional personal service whether you are meeting us in person or virtually. At SSEK Law Firm, our investment fraud attorneys assess your case to ensure you get back what is rightly yours. Essentially these kinds of bonds turn the bank into an intermediary between the homebuyer and the investment company. The investor buying mortgage-backed security is lending the money in question to the homebuyers.
For firms, a false or inaccurate disclosure could lead to a claim of defamation. When UBS Lawyers laughingly offered me zero to settle the dispute, Bob became even more determined to prove everybody wrong. Bob was extremely prepared, and always a step ahead of the opposing attorneys throughout the arbitration. In the end, Bob and I had the last laugh when the arbitrators awarded me almost 6 million dollars.
How an Investment Fraud Lawyer Can Help You Recover Securities Losses
When you retain our firm to represent you in a FINRA arbitration claim you don’t pay us anything up-front or out of pocket. Rather, we only take a fee if we successfully recover money for you. For this reason, below we have addressed some of the most frequently asked questions our clients have had regarding stock loss and broker misconduct. If your concerns have not been answered on this page, you can discuss your questions with your attorney during your free consultation. Selling Away – If you have been sold a security that the brokerage firm that employs your broker does not hold or otherwise offer, your stockbroker has been inappropriately selling away.
Investment Fraud Leading to Loss in Securities, Stocks & Bonds
Additionally, under the Investment Advisers Act of 1940, firms who receive compensation for advising others about securities investments must register with the SEC and conform to certain regulations. We know selecting an attorney to take on your investment fraud case is no easy task. Here are a few reasons why we think the Law Offices of Robert Wayne Pearce, P.A., is the investment fraud law firm for you. Public OfferingsIn addition to securities fraud, companies also engage in other deceptive conduct. When a company needs money it will often sell new securities to the public by making a public offering. Failure to properly disclose pertinent information is against the law and is a violation of Section 11 of the Securities Act of 1933.
To be a suitable investment, a firm’s investment strategy must be appropriate for the client’s objectives and means. The client must be in the right situation financially to take on the risk of the investment, or the investment will be considered unsuitable. This law requires investors to receive relevant and significant information about the securities offered for public sale. It also prohibits fraud, such as deceit and misrepresentations, in the sale of securities. Simply stated, it’s the only place you can get an objective, honest viewpoint. Investors should seek help from an experienced securities lawyer because, simply stated, they have nobody else to turn to who’s objective.